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Ad Hoc Spectrum Strategy Committee

Announcements · Board and Committee Reports

Report of the Ad Hoc Spectrum Strategy Committee
to the
ARRL Board of Directors
January 19, 2001

Table of Contents

Executive Summary*

1. Introduction*

2. Discussion*

2.1. The Threat - Status and Trends*

Table 2.1-1. US Unlicensed Device Usage in Amateur Bands above 30 MHz, By Band*

2.2. Regulatory Considerations*

3. Strategic Objectives and Guidance for the Future*

3.1. Strategic Objectives*

3.2. Guidance for the Future*

3.2.0. Monitoring (O1, O2)*

3.2.1. Strategic Partnering (O1,O2)*

3.2.2. Education (O3)*

3.2.3. Increase Amateur Band Occupancy Above 30 MHz (O1)*

3.2.4. Compatibility Testing (O1,O2)*

3.2.5. Aggregate Noise Level Study (O1,O2,O3)*

3.2.6. Mitigation Techniques (O1,O2,O3)*

3.2.7. Regulatory Approaches (O1)*

3.2.8. Research and Special Projects (O1,O2,O3)*

4. Conclusions and Recommendations*

4.1. Conclusions*

4.2. Recommendations.*

And In Conclusion*

Appendices*

Appendix A.1 - Authorized Amateur Frequency Bands in the US Above 30MHz, and US Sharing Requirements*

Appendix A.2 - Amateur Radio Usage of VHF and Higher Frequency Bands*

Table A.2-1 Amateur Radio Usage of Frequency Bands above 30 MHz*

Table A.2-2 Common Amateur Radio Usage of Frequency Bands above 30 MHz, by Band*

Table A.2-2 (Continued) Common Amateur Radio Usage of Frequency Bands above 30 MHz, by Band*

Appendix A.3 - Standards Bodies and Industry Groups*

Appendix A.4 - Amateur Radio Organizations*

Executive Summary

This is the first report of the Ad Hoc Spectrum Strategy Committee. This committee was created in September 2000, at the direction of ARRL President Jim Haynie, W5JBP. Our charge, briefly, was to develop data and strategies for enhancing our ability to use productively our frequency assignments above 30 MHz. Emphasis was to be placed initially on challenges from unlicensed Part 15 devices.

After approximately three months of intensive work, the Committee submits this report for consideration. Contained are an introduction to the challenges facing us (Section 1), expanded discussions of those challenges, both from technical and regulatory standpoints (Section 2), a discussion of strategic objectives and means for achieving those objectives (Section 3), followed by specific recommendations of this Committee (Section 4). Supporting data are included both within the body of the report and in three Appendices.

The Committee believes that the emergence of Part 15 devices in large numbers in the consumer market poses a serious threat to our use of some Amateur bands above 30 MHz. In the past Amateurs have exhibited great ingenuity and resiliency when faced by challenges. We believe that the present challenges to our use of spectrum at VHF and above are surmountable. However, we believe that decisive leadership by ARRL is an important part of the process Amateur Radio should follow in order to meet those challenges.

  1. Introduction

    It has become increasingly evident that the explosion of unlicensed consumer wireless devices in the US and elsewhere will ultimately present a very serious challenge to Amateur operations in some bands. As is the case with the well-known fable concerning the camel in the tent, some "sharing partners" have the potential for making our spectral tent very difficult for us to use. Among the more serious of these threats are the various wireless networking protocols that are starting to proliferate on 2.4 GHz. These include the wireless LAN devices specified under the IEEE 802.11 and HomeRF standard and "Bluetooth" devices, a Part 15 system designed to replace cables for interconnecting small computers to their peripheral devices. Although Bluetooth devices generally use lower power than the other specifications, they may represent one of the more serious of these challenges because they are expected to be made by the millions for use in consumer electronic equipment. Bluetooth chips are now being mass-produced, are cheap, and are now on the market. Unfortunately, they operate in the 2400-2383.5 MHz band, a band that is receiving increasing attention from Amateur operators.

    In recent years challenges to Amateur operations have been appearing at an ever-increasing rate. It has become clear that ARRL, as an organization, must improve its performance in recognizing challenges to our use of the RF spectrum and in developing strategies to protect our interests.

    Accordingly, in September 2000, President Haynie created an ad hoc committee, now known as the Ad Hoc Spectrum Strategy Committee, with the following Terms of Reference:

    The Ad Hoc Spectrum Strategy Committee shall

    1. Identify those RF emitters using amateur frequencies and determine their potential for creating harmful interference to amateur operations in the US and its possessions.

    2. Develop both short-term and long-term strategies for mitigating such interference.

    3. Initial emphasis shall be placed on Part 15 devices operating above 30 MHz.

    This document is the committee's initial report in support of the task given to it.

    The complexity of the technological and legal environment in which we find ourselves prevents a purely linear approach when preparing this report. There is therefore some necessary redundancy in this report. With that caveat, in Section 2 we first discuss the threats we face, followed by a discussion of the legal considerations. With these important points covered, in Section 3 we then propose three strategic objectives, followed by a number of actions ARRL might take in order to achieve those objectives. We close, in Section 4, with recommendations for a course of action to be considered by the Board of Directors. In short, we define the problem, we discuss it in some detail, provide objectives and approaches, and then give recommendations for a future course of action.

  2. Discussion
    1. The Threat - Status and Trends

      A summary of Amateur Radio allocations above 30 MHz is given in Appendix 1, with a summary of usage patterns given in Appendix 2. We here consider threats to that usage, with emphasis on threats from Part 15 devices.

      The history of Amateur Radio is replete with threats to its well being and ultimately its very existence. Foremost among these threats are those that would diminish or deny Radio Amateurs access to sufficient spectrum to fulfill its basis and purpose as set forth in Part 97 of the FCC Regulations. In recent years our primary focus has been on threats from would-be licensed services, such as Little LEO satellites (2 m and 70 cm), Synthetic Aperture Radar (70 cm), plus radio navigation and land mobile systems, to name a few. Often the threats come to us as a "sharing" proposal. Even the experimental licenses issued by the FCC under Part 5 need to be watched. By way of example, consider the recent Los Angeles City & County attempts to get access to 2.4 GHz (13 cm) by way of an experimental license. In response to these threats, the League has stepped up its Washington presence and has developed a comprehensive legislative agenda, having as its centerpiece the perennial Spectrum Protection Act.

      Suppose the League were to be fully successful in its defense of Amateur Radio spectrum. We were able to maintain all of our current frequency allocations and even have primary status in all. Suppose also that we were able to develop good relationships with our sharing partners such that we were able to coexist without interference to any. What we would gain thereby would be ongoing access to frequency bands, some of which would have steadily rising noise levels due to unlicensed devices in our midst. Although unlicensed devices (Parts 15 and 18 of the FCC Regulations) have been around for many years, their numbers are just now becoming sufficient to impair Amateur Radio operations. (The 902-928 MHz band is an exception; it has been impaired from its beginning.)

      Tables 2.1-1 and 2.1-2 summarize the essential features of unlicensed devices with privileges in our Amateur bands above 30 MHz. The first, Table 2.1-1, presents a listing, by band, of unlicensed devices currently operating in US Amateur bands. The second, Table 2.1-2, presents a more detailed listing by device name. Notes to Table 2.1-2 are given following that table. This narration will pick up again on page 8, following those notes.

      Table 2.1-1 US Unlicensed Device Usage in Amateur Bands above 30 MHz, By Band

      Band

      Unlicensed Service/Use

      50 MHz

      Intentional Radiators - General Limits

      144 MHz

      Intentional Radiators - General Limits, Periodic Radiators

      222 MHz

      Intentional Radiators - General Limits, Periodic Radiators

      420 MHz

      Intentional Radiators - General Limits, Periodic Radiators

      902 MHz

      Industrial Scientific and Medical, High-Power Spread Spectrum, High-Power Intentional Radiators, Location and Monitoring Service, Field Disturbance Sensors, Periodic Radiators, Material measurement systems

      1240 MHz

      Intentional Radiators - General Limits, Periodic Radiators, LPI Voice/Data

      2300 MHz

      Industrial Scientific and Medical, Microwave Ovens, High-Power Digital Cordless Telephone, High-Power Wireless LAN, Low-Power Wireless LAN (Bluetooth), Field Disturbance Sensors, Unlicensed Personal Communications Service, Intentional Radiators - General Limits, Periodic Radiators

      3300 MHz

      Automatic Vehicle Identification System, Intentional Radiators - General Limits, Periodic Radiators

      5650 MHz

      Industrial, Scientific and Medical, National Information Infrastructure (NII), High-Power Wireless LAN, Field Disturbance Sensors, Intentional Radiators - General Limits, Periodic Radiators

      10.0 GHz

      Intentional Radiators - General Limits, Periodic Radiators, Field Disturbance Sensors

      Table 2.1-1 (Continued) US Unlicensed Device Usage in Amateur Bands above 30 MHz, By Band

      Band

      Unlicensed Service/Use

      24.0 GHz

      Industrial Scientific and Medical, Field Disturbance Sensors, Intentional Radiators - General Limits, Periodic Radiators

      47.0 GHz

      Intentional Radiators - General Limits, Periodic Radiators

      75.5 GHz

      Intentional Radiators - General Limits, Periodic Radiators

      119.98 GHz

      Intentional Radiators - General Limits, Periodic Radiators

      142.0 GHz

      Intentional Radiators - General Limits, Periodic Radiators

      241.0 GHz

      Industrial Scientific and Medical, Intentional Radiators - General Limits, Periodic Radiators

      Table 2.1-2 US Unlicensed Device Usage in Amateur Bands above 30 MHz, By Service/Use:

      Service/Use

      Standard

      Frequency Band

      Radiated Limits

      Digital Cordless Telephone (See Note 3.)

      Part 15.247

      2400-2483.5 MHz

      1 W max, using built-in antenna

      General Limits for Intentional Radiators
      (See note 4.)

      Part 15.209

      30-88 MHz

      100 m V/m at 3 meters distance from the radiating source

      -do-

      - do -

      88-216 MHz

      150 m V/m at 3 meters

      -do-

      - do -

      216-960 MHz

      200 m V/m at 3 meters

      -do-

      - do -

      Above 960 MHz

      500 m V/m at 3 meters

      -do-

      - do -

      2400-2483.5 MHz

      50 millivolts/m at 3 meters

      -do-

      - do -

      5725-5875 MHz

      50 millivolts/m at 3 meters

      -do-

      - do -

      24.0-24.25 GHz

      250 millivolts/m at 3 meters

      Field-Disturbance Sensors and Perimeter Protection Systems

      (See Note 5.)

      Part 15.245

      902-928 MHz

      500 millivolts/m at 3 meters

      -do-

      - do -

      2435-2465 MHz

      500 millivolts/m at 3 meters

      -do-

      - do -

      5785-5815 MHz

      500 millivolts/m at 3 meters

      -do-

      - do -

      10.5-10.55 GHz

      2500 millivolts/m at 3 meters

      -do-

      - do -

      24.075-24.175 GHz

      2500 millivolts/m at 3 meters

      High-Power Intentional Radiators. (Typically analog/ digital cordless telephone.) (See Note 6.)

      Part 15.249

      902-925 MHz

      50 millivolts/m at 3 meters

      Table 2.1-2 (Continued) US Unlicensed Device Usage in Amateur Bands above 30 MHz, By Service/Use:

      Service/Use

      Standard

      Frequency Band

      Radiated Limits

      High-Power Spread Spectrum Transmitters

      Part 15.247

      902-925 MHz

      1 watt output

      Industrial, Scientific and Medical Devices (See Note 7.)

      Part 18.107

      902-925 MHz

      See note 7.

      -do-

      - do -

      2400-2500 MHz

      -do-

      -do-

      - do -

      5725-5875 MHz

      -do-

      Industrial, Scientific and Medical Devices (continued)

      -do-

      24.0-24.25 GHz

      -do-

      "

      "

      244-246 GHz

      "

      Location and Monitoring Service (See Note 8.)

      Part 90.351/90.353

      902-928 MHz

      Up to 300 W PEP

      LPI Voice/Data

      UWB

      1200-1800 MHz

      1W peak with omni and high gain antenna

      Material Measurement Systems (See Note 9.)

      Part 15.243

      890-940 MHz

      500 m V/m at 30 meters

      Microwave Ovens (See Note 10.)

      Part 18 ISM

      2450.0 +/- 50 MHz

      Up to 1kW (shielded)

      National Information Infrastructure (NII)

      Part 15.401, 15.407

      5725-5850 MHz

      250 mw with 6dBi max gain antenna

      Periodic Radiators

      (See Note 11)

      Part 15.231/15.20

      138-149.9 MHz

      Formula

      -do-

      - do -

      216-240 MHz

      3,750 m V/m at 3 meters

      -do-

      - do -

      410-470

      Formula

      -do-

      - do -

      1240-1300 MHz and all higher frequencies

      12,500 m V/m at 3 meters

      Personal Communications Service (unlicensed)

      Part 15

      2390-2400 MHz

      12,500 m V/m at 3 meters

      Wireless Data (WAN/LAN) (See Note 12, Note 13.)

      Part 15.247

      IEEE 802.11

      2400-2483.5 MHz

      1W hi-gain antenna

      -do-

      Part 15.247

      IEEE802.11b

      2400-2483.5 MHz

      1W hi-gain antenna

      -do-

      Part 15 Bluetooth

      2400-2483.5 MHz

      Up to 100 milliwatts

      -do-

      Part 15.247

      5725-5850 MHz

      1W hi-gain antenna

      Note 1: Other Areas of the World: This table is derived from US regulations. It is possible that additional interference to amateurs under the jurisdiction of the FCC could occur from devices operated under the jurisdiction of other nations. For example, 433.05-434.79 MHz is an ISM band in Region 1.

      Note 2: The permitted radiation limits under these rules are high enough that harmful interference to the Amateur Radio Service is possible. As an example, on 144 MHz, the limit for general intentional emitters is 150 microvolts/meter at 3 meters distance from the source. A 2-meter Yagi with 10 dBi gain located 30 meters distant from this source will pick up a signal of -87 dBm (approximately S7). In free space, this would be an S2 signal 1 km away. As another example, the unlicensed PCS devices are permitted 12500 microvolts/meter at 3 meters on 2.4 GHz. A 10 dBi gain antenna located 30 meters away would pick up a signal of -72 dBm, approximately S9. As an extreme example, a 2.4 GHz station with a 20 dBi gain Yagi located a km away would pick up an S6 signal from this single device. The additional provision that Part 15 devices not cause harmful interference also applies.

      Note 3: Digital Cordless Telephones using SS in the 2.4 GHz band are becoming widespread.

      Note 4: General Limits for Intentional Radiators: Part 15.209 permits the operation of intentional radiators on virtually any frequency. All ham bands are potentially affected. These limits are generally enough to cause harmful interference to the ham bands.

      Note 5: Field-Disturbance Sensors and Perimeter Protection Systems: These would include RF-based motion detectors that might be found in residential or industrial environments. ARRL has no reports of harmful interference from these types of devices.

      Note 6: Spread Spectrum devices in the 900 MHz band support a variety of uses, including Internet access and cordless telephones.

      Note 7: Industrial, Scientific and Medical (ISM) Devices are permitted on various frequencies from 6.78 MHz to 246 GHz. On those frequencies, they are permitted unlimited radiated field strengths. In addition, under the rules, Amateur operation is not protected from ISM devices.

      Note 8: Location and Monitoring System (LMS) (formerly known as Automatic Vehicle Monitoring): While technically a licensed Service, this is included here because the individual units installed on vehicles are not specifically licensed. (AVM) equipment has the primary allocation in 902-912 and 918-928 MHz. Amateur Radio is secondary, with all other unlicensed devices below us in priority. AVM systems are intermittent, and there is no known case of an AVM system interfering with an Amateur.

      Note 9: Material Measurement Systems: Used primarily in industrial environments. Not apt to cause harmful interference.

      Note 10: Microwave ovens have been operating in the 2.4 GHz band for decades without significant harmful interference.

      Note 11: Periodic Radiators are unlicensed Part 15 transmitters used primarily for occasional data readout. They are authorized to operate on 40.66-40.70 MHz and on virtually all frequencies above 70 MHz. Most operate near 433.92 MHz, an unlicensed frequency in common use in other parts of the world. They transmit only infrequently, typically either by manual operation such as remote control switches or automatically, such as remote-reading thermometers. They typically transmit only a few milliseconds at a time every few minutes. They are not a particular threat at this time. Their activity deserves to be monitored, however, for remote sensing and data transmittal from remote sites has some potential for increasing as time passes.

      Note 12: Wireless Wide Area and Local Area Networks (WAN. LAN). These represent a major threat to the 2.4 GHz band. At their permitted 1 W levels, the interference from these devices may extend for miles. Although, as Part 15 devices, the operator of the device must correct interference, in practice, it may be difficult to identify a particular operator. In at least one case reported to ARRL, a WAN operator ceased operation upon reports of interference, but resumed operation once it was determined that the interference was to the Amateur Radio Service. Some amateur receiving sites are experiencing tens of dB increase in noise in the Part-15 portion of the 2.4 GHz band, presumably from the aggregate of many Part 15 or ISM devices "visible" from a good RF location.

      Note 13: Bluetooth: The new Bluetooth devices are short-range, Part 15 RF modular devices in one chip, which replace cable connections for digital peripherals. They will be operated at 2400-2483.5 MHz, as Frequency Hopped SS systems at 1600 bps. The first products are already on the market. These utilize 1 MHz bandwidths, at two different power levels. There are two versions of the device, one at 1 mW (Class I devices) and another at 100 mW (Class II devices). The latter have ranges of approximately 100 meters. While they are SS devices, they are estimated to number in the billions in the short term. Present Part 15 rules permit the use of these devices at the power levels and configurations planned for Bluetooth devices.

      Note 14: Licensed Sharing of VHF and Up: Several FCC or NTIA rules sections authorize licensed sharing of spectrum above 30 MHz. Part 90 (Land Mobile) and various military authorizations are two examples.

      At this time, the 2400-2450 MHz Amateur band is the most vulnerable to interference from Part 15 devices. Keep in mind, however, the emergence of Ultra Wide Band (UWB) wherein each emitter may cover more than one band. It should also be noted that Table 2.1-2 was derived from US regulations in Region 2. It is possible that additional interference to Amateurs under the jurisdiction of the FCC in Region 2 or Region 3 could occur from devices operated under the jurisdiction of other nations. This possibility has not been investigated thus far, but is a suitable subject for later study.

    2. Regulatory Considerations

    Part 15 devices are flourishing now for several reasons. First, the speed and reliability of unlicensed devices has improved dramatically in recent years. Additionally, the time and expense associated with obtaining wireless licenses, either in the marketplace, or through auctions, has provided a huge incentive to deploy systems designed for Part 15 unlicensed architecture, rather than on a licensed basis. The non-technical end users are best suited to unlicensed operation, where regulatory compliance is not an issue. There is minimal regulatory oversight. Finally, due to the absence of licensing, the devices can be delivered to a wide market quickly.

    In theory, the radiated emission limitations are set low enough that there will not be interference to licensed radio services, either from individual devices, or in the aggregate. However, there are no regulatory limitations on aggregate noise levels from Part 15 devices. Because of the absence of such limitations there is absolutely nothing that we will be able to do as a regulatory matter to prevent the deployment of these devices, or to prevent the noise levels that will inevitably result in the 2400-2450 MHz band as a result of their use.

    The bands established for higher radiated power Part 15 devices are in the lower, desirable RF spectrum, especially 902-928 MHz, 2400-2483.5 MHz, and 5725-5850 MHz. The 2400-2483.5 MHz band is the band of choice for manufacturers of wireless LANs.

    Interestingly, in the Docket 99-231 proceeding, the concern about the revised SS rules for Part 15 devices was principally focused on interference potential to other Part 15 devices. Indeed, the greatest virtue of Part 15 devices, the accessibility to users, is also the greatest weakness, because there is no limit on the number of devices sharing the spectrum in any given area. Therefore, service quality, not being guaranteed, may not be maintained over time, especially in congested urban areas.

    The problem with 2.4 GHz Part 15 devices is not with unlicensed LAN systems in universities, office parks, or inside buildings where interference levels are predictable and dealt with by standard network design techniques. The problem is where Internet access is the goal, and the system is deployed over a large area, competing with fiber, fixed broadband wireless, DSL, cable modems and satellites. So far, SS has been the only interference-mitigation and frequency reuse technique among Part 15 users in that band. In the future, increases in ambient noise may dictate changes in interference rejection techniques in equipment.

    There is no formal mechanism in place, either at the FCC or in the private sector, for resolving interference disputes among users of Part 15 spectrum. Part of this is essentially definitional: Part 15 devices are not protected from interference at all, whether from a licensed service or from another unlicensed device. However, in the NII proceeding involving the 5 GHz band, WINForum suggested interference mitigation techniques as part of a spectrum sharing proposal, sort of "rules of the road". The FCC refused to accept the suggestion, claiming that such rules would only delay access to the NII bands. There is nothing precluding voluntary coordination programs in the private sector, however, and it's always possible that some organization may decide to implement one.

    There is no instance of Part 15 devices precluding any licensed service, or causing any reallocation of spectrum from a licensed service. There is no doubt, however, that there is a tremendous amount of pressure on the 2.4 GHz band coming up from wireless Internet access users, and wireless peripheral devices such as Bluetooth. Amateur use of the band 2400-2450 MHz will be threatened as a practical matter, though not likely as a regulatory matter.

    Ultra-Wideband is perhaps the newest concept in unlicensed devices receiving regulatory attention. While the Department of Defense has used UWB for some time, the proliferation of such devices for commercial purposes is a potential interference source. There will be some regulatory changes in Part 15 adopted pursuant to the presently open docket proceeding (comments are due September 12, and Ed Hare will be providing material for comments in this proceeding). However, it is not anticipated that there will be substantial impact on the Amateur Service, since virtually all radio services stand to be equally affected by UWB and FCC will likely be concerned with protection of licensed radio services in final rules adopted in the proceeding.

    In conclusion, it is clear that Amateur Radio has significant competitors for use of spectrum that has for long been considered a spectrum reserve for our future use. ARRL needs a clear, decisive strategy for protecting its present and future interests.

  3. Strategic Objectives and Guidance for the Future

    Reviewing the material presented thus far one is tempted to throw in the towel. There are a large number of systems using spectrum that we have for many years considered to be ours, and ours alone. These systems are quite legal and there is little likelihood that they will go away of their own accord. Bluetooth is spreading worldwide and will be present in virtually every corner of the nation within a matter of a year or two.

    What's to be done? Can anything be done?

    Surprisingly, there are answers to those two questions, in the opinion of this committee, defined in the paragraphs to follow.

    1. Strategic Objectives

      First of all, we must develop clearly stated objectives. Those objectives must be reasonable and achievable. We have identified the following three strategic objectives.

      O1) - Preserve and protect Amateur access to Amateur frequencies.

      This almost goes without saying, but it is such an important objective that it bears repetition: we must preserve and protect Amateur access to Amateur frequencies! Without frequency allocations and access to them we cannot exist.

      O2) - Continue our productive sharing arrangement with compatible services, such as the military and certain unlicensed (Part 15) devices, and seek out and cooperate with other good sharing partners.

      We do have workable sharing arrangements with others. Government users in the 70 cm band and some periodic radiators, operating under Part 15 are two examples. We should work to ensure that the inevitable sharing partners understand we are there and work to mitigate the mutual interference.

      O3) - Enhance the real and perceived value of the Amateur Radio service to the FCC, to industry and to the public.

      This again is an objective that goes without saying, but we can do better. There are also some specific activities, discussed below, that will contribute the achieving Objective O3.

    2. Guidance for the Future

      A number of recommendations are given in this section. The specific Objective which each recommendation supports is indicated following subsection title.

      1. Monitoring (O1, O2)

        We believe that an ongoing program is needed and should be created to monitor technical and regulatory developments related to the operation of both unlicensed and licensed non-Amateur transmitters in our bands. Such monitoring is presently carried out in a variety of locations within ARRL, primarily the General Counsel's Office, our Washington, DC Office, HQ staff, especially the laboratory, and the RFI Task Group. We believe that some form of coordination of these existing efforts is necessary, and that they be increased in scope by means of additional volunteer personnel. Exactly how that coordination should take place is currently unknown. For the time being, until a long-term solution is defined, we believe that the task could be carried out by this committee, the Ad Hoc Spectrum Strategy Committee.

        Appendix A.2 of this report contains a table listing more of the major industry alliances, trade groups and what (if any) our current relationship is with them.

        In conclusion, this Committee strongly recommends that an activity for monitoring technical developments in the industry be initiated. The first step is to develop a detailed plan of action. The Committee strongly recommends that this plan be developed and that the plan be followed by implementation of the monitoring activity.

      2. Strategic Partnering (O1,O2)

        Sharing of our bands is inevitable. The FCC is convinced that sharing is necessary, and we can therefore expect challenges in the future. We have had a great deal of experience in sharing our bands with others, and it reflects very favorably on Amateur Radio that we can do so. Actually, it may be a double-edged sword for us: our history of successful sharing may itself cause others to seek us out as sharing partners. Our challenge is to find compatible partners rather than let an activity be foisted upon us that we know to be incompatible at best, and possibly completely destructive at worst.

        In addition to seeking out sharing partners, we need to seek out strategic alliances with other Amateur organizations. The work to be done is quite overwhelming, too much for ARRL to carry out alone.

        There exist a variety of amateur organizations that we should seek to maintain a relationship with for the purpose of sharing information, ideas and strategies. The committee has identified these as particularly relevant to our current objectives. Our current relationships with TAPR and AMSAT should be maintained and strengthened from a strategic standpoint. There exists a variety of boutique organizations with more specific interests that would most likely be very helpful to ARRL and Amateur Radio in the long run, not merely as affiliated clubs, but as partners in helping to ward off those who think our spectrum is ripe for the picking. Candidates that should be considered include AMRAD, the Central States VHF Society, Mt Airy VHF Radio Club, North East Weak Signal Society, and the San Bernardino Microwave Society among others. There are other groups who have an awareness of the impact of commercial development on our spectrum including various ATV groups and contest clubs. Liaisons with these organizations can (and should) be pursued at little or no cost to the ARRL and may serve as a tremendous resource of qualified volunteers for such projects as a noise study (that this committee urgently recommends).

      3. Education (O3)

        Although ARRL provides information to its members about sharing partners on the Amateur bands, there nevertheless still is a general lack of knowledge among most Amateurs regarding our true status in many bands above 30 MHz. For example, it is very common to hear Amateurs refer to the 70 cm band as "our" band, even though Amateur Radio not only shares that band with radiolocation services, but even has secondary status and is not protected from interference from radiolocation transmitters. Furthermore, the fact that we also share many of our bands with unlicensed services, is also not well known.

        If we are to enlist Amateurs to help in the protection of Amateur spectrum, those Amateurs need to understand how spectrum is allocated and shared. It is important for amateurs to be reminded that a clear, interference-free channel is never guaranteed. We must tolerate a certain amount of interference from other users and should avoid operating in such a way as to diminish the access by others. We should also bear in mind that if our allocation is secondary and another service has a primary allocation, we should not interfere with the primary user. We believe that ARRL must promote a better understanding of spectrum issues within the amateur community.

        ARRL must also think past amateurs when considering education. It is equally important that we educate the FCC and industry as to the intrinsic value of the Amateur Radio Service. The accomplishments of Amateur Radio should be given wide press, to help ensure that our regulators and those with whom we serve on committees, or those that are on opposite sides of regulatory positions, understand that Amateur Radio is continuing to make contributions to the radio art. It is no longer enough to do good works; in today's information age, it is important that we hold up the light of Amateur Radio, to justify the value of the spectrum we are given.

      4. Increase Amateur Band Occupancy Above 30 MHz (O1)

        Government spectrum managers tend to rely on engineering studies to determine where sharing is possible. They often resist band occupancy measurements as they show only snapshots of usage, do not reveal long-term patterns, fail to reflect receivers guarding emergency channels, and cannot reflect the relative importance of various uses.

        Band occupancy should be regarded in terms of time, bandwidth and location. Because of the growing scarcity of spectrum, those new uses occupying a band most of the time and in most locations may be given more access to spectrum than those who do not.

        ARRL should aggressively pursue means for increasing activity above 30 MHz, and especially above 450 MHz. This must include matters such as conversion of commercially available equipment to Amateur purposes, the promotion of commercially available equipment, the popularization of activities that can be served well on the UHF/SHF bands, such as high speed data links, and support of selected Amateur initiatives.

      5. Compatibility Testing (O1,O2)

        We believe that testing should be encouraged, especially on-air testing of compatibility between Part 15 devices and unlicensed networks and systems and amateur operations and devices.

        Compatibility issues can be best addressed or resolved in certain cases by field or operational tests. Short of actual tests, we should plan to exchange with Part 15 manufacturers or a responsible industry organization the technical characteristics of amateur systems and of Part 15 networks and devices, to determine compatibility without actual testing.

      6. Aggregate Noise Level Study (O1,O2,O3)

It is our understanding that the FCC has no empirical data to determine the appropriate emissions for Part 15 devices, and in general the ambient noise levels in various bands. Knowing whether those noise levels are on the increase, decrease, or that they are stable would help FCC determine whether their regulations governing Part 15 devices are too liberal, too conservative, or appropriate as-is. Such studies have been considered for some time by the FCC's Technological Advisory Council (TAC), and ARRL has been told informally that help from the Amateur community would be welcomed. Such help would require participating Amateurs to have calibrated receivers, and all work would need to be performed in accordance with a carefully prepared test plan, and carefully coordinated by ARRL.

The severity of ambient noise levels caused by Part 15 devices in Amateur bands is an issue of extreme importance. This Committee believes that a cooperative effort with TAC is desirable.

3.2.6Mitigation Techniques (O1,O2,O3)

Amateur microwave allocations are generally shared with other radio services, and applications such as low-power devices and ISM. The trend is toward greater sharing and more intensive use of new applications. Amateurs can improve compatibility between amateur and other systems, and mitigate interference through technical and operational means. Among the approaches that might prove to be useful are frequency separation, spatial separation, time separation, and signal separation. For example,

And, finally,

In addition, software designed radios may also prove to be useful in mitigating interference.

The above examples are not necessarily comprehensive, but they do suggest that mitigation techniques deserve investigation and may result in the recovery of the use of spectrum that would otherwise be lost.

  1. Regulatory Approaches (O1)

    While Part 15 devices have "no vested or recognizable right to continued use of any given frequency by virtue of prior registration or certification of equipment", 47 C.F.R. § 15.5(a), and while any Part 15 device (whether an intentional, unintentional or incidental radiator) is subject to the conditions that no harmful interference is caused and interference to the device must be accepted if caused by operation of an authorized radio station (or another Part 15 or Part 18 device), 47. C.F.R. §15.5(b), the practicalities of interference resolution are such that interaction between amateur stations and Part 15 devices are increasingly prevalent and difficult to resolve after the fact. Section 15.15(c) of the FCC rules acknowledges this:

    Parties responsible for equipment compliance should note that the limits specified in this part will not prevent harmful interference under all circumstances. Since the operators of Part 15 devices are required to cease operation should harmful interference occur to authorized users of the radio frequency spectrum, the parties responsible for equipment compliance are encouraged to employ the minimum field strength necessary for communications, to provide greater attenuation of unwanted emissions than required by these regulations, and to advise the user as to how to resolve harmful interference problems.

    While the foregoing are encouraging admonishments, they are no more than that, and have no practical enforceability. Rather, they have the effect of acknowledging the inevitable interaction between licensed and unlicensed devices in spectrum used by both.

    There is a cautionary instruction to manufacturers in Section 15.17 of the Rules, to the effect that high power Amateur, government, broadcast and other stations operate in certain bands, and that manufacturers should consider this when designing equipment. However, that pertains only to interference susceptibility of Part 15 devices.

    The most utilitarian administrative regulation applicable to Part 15 devices from the Amateur's perspective is the labeling requirement for Part 15 devices. The label, for devices other than receivers, must read as follows:

    This device complies with part 15 of the FCC Rules. Operation is subject to the following two conditions: (1) This device may not cause harmful interference, and (2) this device must accept any interference received, including interference that may cause undesired operation.

    The reason this is useful is because the complaining neighbor of an amateur with an RF-susceptible Part 15 device can be referred to the label of his or her own device for a status report. Because it is not at all intuitively obvious that interference to consumer electronic devices must be accepted, much less that the device cannot be used by the consumer if it causes "harmful interference" to a licensed radio amateur, the label language is the best defense an amateur has in a Part 15 interaction situation.

    Nevertheless, there is no regulatory protection against aggregate noise from Part 15 devices, to the extent that, due to the deployment of large numbers of Part 15 devices, the operating environment is degraded. The only regulatory protection that exists for amateurs is from individual devices. There are no regulatory limitations on aggregate noise levels from Part 15 devices. In theory, the radiated emission limitations are set low enough that there will not be interference to licensed radio services, either from individual devices, or in the aggregate. However, because of the absence of limitations on aggregate noise, there is absolutely nothing that amateurs will be able to do as a regulatory matter to prevent the deployment of large numbers of Part 15 devices, or to prevent the noise levels that will likely result in the 2400-2450 MHz band as a result of their use.

    Part 15 devices enjoy an environment of regulatory accommodation at FCC for several reasons. First and foremost, consumer demand necessitates that the FCC accommodate new electronic devices. If the public demands the products, the FCC must, in order to fulfill its statutory duty, find a way to accommodate them. Demand is also enhanced by the reduced cost of the devices relative to RF products which must be operated by a licensed end user. One major element of the reduced cost is the freedom from the time and expense associated with obtaining wireless licenses, either in the marketplace, or through auctions. This has provided a huge incentive to deploy systems designed for Part 15 unlicensed architecture, rather than on a licensed basis. The non-technical end users are best suited to unlicensed operation, where regulatory compliance is not an issue. There is minimal regulatory oversight. Finally, due to the absence of licensing, the devices can be delivered to a wide market quickly.

    The bands established for higher radiated power Part 15 devices are in the lower, desirable RF spectrum, especially 902-928 MHz, 2400-2483.5 MHz, and 5725-5850 MHz. The 2400-2483.5 MHz band is the band of choice for manufacturers of wireless LANs currently. The focus for the past few years on unlicensed RF products has been in the 902-928 MHz and 2400-2483.5 MHz band, although, as is the case with other radio services, there is an upward migration in frequency for newer products and systems. The majority of new devices operating in the 2400-2450 MHz Amateur band (actually the 2400-2483.5 MHz Part 18 band) are SS devices. For years, these devices have been permitted to operate at up to 1 watt output, with directional antennas and substantial antenna gain. Section 15.247 permits 2.4 GHz band frequency-hopped SS devices to operate at 1 watt output, using a minimum of 75 non-overlapping hopped channels with a 20 dB bandwidth not greater than 1 MHz. Average time of occupancy on any frequency must not exceed 0.4 seconds in any 30-second period. A recent FCC decision permits 3 and 5 MHz bandwidths, with 2.5 hops per second, with power reduced to 0.125 watts.

    The problem with 2.4 GHz Part 15 devices is not with unlicensed LAN systems in universities, office parks, or inside buildings where interference levels are predictable and dealt with by standard network design techniques. The problem is where Internet access is the goal, and the system is deployed over a large area, competing with fiber, fixed broadband wireless, DSL, cable modems and satellites. So far, SS has been the only interference-mitigation and frequency reuse technique among Part 15 users in that band. In the future, increases in ambient noise may dictate changes in interference rejection techniques in equipment.

    FCC is not particularly focused on interference to the Amateur Service from Part 15 devices. There is an unwritten assumption at FCC that there is sufficient compatibility between amateur operation in bands in which Part 15 devices, even relatively high power Part 15 devices, may operate, and any type of Part 15 device, so that no regulatory problems require FCC intervention. This assumption stems from the fact that Amateur frequency use is itinerant, and equipment flexible, and both can be modified to take into account or overcome Part 15 noise in a particular band in a particular geographic area. In the Docket 99-231 proceeding, for example, the concern about the revised SS rules for Part 15 devices was principally focused on interference potential to other Part 15 devices. Indeed, the greatest virtue of Part 15 devices, the accessibility to users, is also the greatest weakness, because there is no limit on the number of devices sharing the spectrum in any given area. Therefore, service quality, not being guaranteed, may not be maintained over time, especially in congested urban areas.

    ARRL is regularly obligated to remind FCC of its statutory (jurisdictional) limitations regarding Part 15 devices. The usual context of the need to remind FCC of its jurisdictional limitations in authorizing Part 15 devices is where some manufacturer urges the Commission to "upgrade the status" of Part 15 devices generally, by means of creating a new rule Part (often conceptually termed "Part 16", which does not exist). It would authorize an actual radio service for unlicensed devices which would have interference-protected status. In the past, the Consumer Electronics Group of the Electronic Industries Association and the Part 15 Coalition (now defunct, apparently) each urged some elevation in the allocation status of unlicensed Part 15 devices. The usual argument urges that there should either be an elevation of unlicensed systems to "co-primary" in allocation status with the Amateur Service, or to redefine the parameters under which unlicensed devices are presumed not to cause interference to any service of a higher priority.

    The fact is, Part 15 devices have no allocation status, and have had none, internationally or domestically. They are permitted on an "at-sufferance" basis: they must, by definition, not cause interference to licensed radio services, and they must tolerate interference received from licensed radio services in the same bands. The Communications Act of 1934 is devoid of any reference to FCC authority to accord Part 15 type devices any allocation status at all; the only authority to permit unlicensed devices under the Act is with respect to radio control and citizen's radio service facilities. 47 U.S.C. §307(e). The only provision for Part 15 devices in the Communications Act is for the Commission to regulate the interference potential of such devices by "reasonable regulation". 47 U.S.C. §302. This the Commission has done by permitting operation of such devices in bands allocated, on a primary basis, to one or more licensed radio services, where the operation of the unlicensed devices have been determined to be unlikely to cause interference to the licensed radio service(s).

    The benefits to the manufacturers of such non-licensed devices under the circumstances are several: their products need not be licensed before they can be used by the purchasers thereof; the equipment itself need only be authorized by the Commission by type, pursuant to Part 2 Equipment Authorization requirements; they can operate with some degree of frequency agility and bandwidth variability; and they can be used for an infinite number of purposes, without any eligibility determinations on the part of the user. The devices can be made less expensively, and operated without regulatory effort by the owner. These benefits are at the cost of an absence of any priority in the subject bands relative to licensed radio services. The suggestion of manufacturers that the status of such devices should be "elevated" would be tantamount to a change in the entire conceptual framework of regulation of Part 15 devices: they would be entitled to the benefits of a licensed radio service but without any of the obligations attendant to shared users in shared bands. This is inequitable and ARRL should continue to oppose any such effort, which will likely arise repeatedly in the future.

    There is no formal mechanism in place, either at the FCC or in the private sector, for resolving interference disputes among users of Part 15 spectrum. Part of this, again, is essentially definitional: Part 15 devices are not protected from interference at all, whether from a licensed service or from another unlicensed device.

    There are no specific regulatory strategies which immediately require implementation. ARRL is actively involved in attempting to upgrade microwave allocations from secondary to primary in view of the surrender of those bands by the Federal Government for private sector use. We are now pursuing the upgrade of 2300-2305 MHz and 2400-2402 MHz. We have recently upgraded 2390-2400 MHz and 2402-2417 MHz to primary status. We have investigated and found impractical the upgrade of 5825-5850 MHz, due to perceived NTIA opposition.

    We should remain vigilant for Ultra-Wideband proposals, and other proceedings which would increase power spectral density of Part 15 device operation, or other proceedings which would liberalize operating parameters of Part 15 devices. Finally, we should pursue a requirement that any liberalization of Part 15 operating parameters be based on the results of an aggregate noise study which would provide empirical evidence of the potential impact of a regulatory change on the noise environment in bands used by authorized radio services.

    Finally, the best regulatory strategy is to work with Part 15 manufacturers to arrive at a mutually agreeable set of operating parameters for devices in Amateur allocations. An extremely successful example of this was the negotiation between ARRL and Apple Computer which resulted in the authorization of some unlicensed PCS systems in the 2390-2400 MHz band and a primary allocation for amateurs in that band. FCC is highly motivated to adopt "consent regulations" in these contexts.

  2. Research and Special Projects (O1,O2,O3)

In the past several years, the League has undertaken several studies to provide technical support for our regulatory and spectrum-management efforts. These include:

Synthetic-Aperture Radar (SAR). The ARRL Lab designed a fixture that simulated the SAR signals being proposed to share 70 cm. They tested the impact of these receivers on the sensitivity of amateur receivers.

VDSL: ARRL had maintained an informal liaison with the VDSL industry. One of the members of the ARRL RFI Task Group serves on one of the VDSL standards committee. The ARRL provided data that measured the noise present on HF at 3 Connecticut amateur stations and presented this, along with reference parameters for HF amateur stations, at a T1E1.4 committee meeting. The final VDSL standard all include spectral masking to protect HF amateur allocations.

VDSL Field Study: The ARRL Lab staff did some preliminary work in Phoenix, AZ to determine if the installed VDSL system radiated enough energy to cause widespread interference to HF Amateur Radio. This study did not show any such interference. Phoenix uses underground wiring for virtually all of its utilities and most of the homes in the neighborhoods studied appeared to be newer, presumably with well-maintained residential telephone wiring.

Home Phone Networking: The League worked with a representative from the Home Phone Networking Alliance to conduct a study of the level of noise received at an amateur station from HPNA version 1 devices, then to measure the amount of noise radiated from a version 2 HPNA device.

HomePlug: Late in 2000, ARRL hosted a visit by four representatives from HomePlug industries to do some field testing of the noise levels in the present draft of the standard. Field studies were conducted at W1INF, W1AW and KB1BE. The results are preliminary, but demonstrate that the proposed levels of spectral masking may pose a moderate interference potential from HomePlug devices installed very close to amateur antennas. This represents a significant reduction in noise from what would be present without the spectral masks. ARRL intends to do more testing at these sites, and others, using a noise generator at the same level as the test fixture used for these tests, to determine if the proposed protection is adequate to protect against interference from HomePlug devices installed in neighboring homes.

Studies such as these represent only a portion of the work that could be done in support of ARRL's protection of Amateur spectrum.

This Committee recommends no specific new study at this time, other than the Aggregate Noise Level Study discussed briefly in Section 3.2.5, above.

  1. Conclusions and Recommendations

    Based upon the data collected in the performance of the study and extensive discussions among Committee members we offer the following conclusions and recommendations.

    1. Conclusions

      C1. There is no question that our assignments above 30MHz are at risk, especially at 2.4 GHz, in the sense that we may lose effective use of our spectrum due to use and congestion by unlicensed Part 15 devices.

      C2. Inadequate data exists to quantify the severity of the challenge.

      C3. Swift and decisive action is required by ARRL in order to reduce our current risks and to prepare for future challenges.

    2. Recommendations.

R.1. This Committee's life should be extended by one year. The additional time is needed to initiate and monitor activities described below in this list of recommendations. This Committee's work for the next year should be structured such that all necessary project and management tasks should be either self-sufficient or transferred to other groups by no later than January 2002, at which time this Ad Hoc Committee should be dissolved.

R.2. This Committee's responsibilities should be extended to include a study of systems below 30 MHz with special emphasis on Part 15 devices.

R.3. The monitoring activity described in Section 3.2.0 should be continued by this Committee, without break. Concurrently with the monitoring work, this Committee should be tasked to develop a plan for creating and managing a permanent group consisting of staff, Board members, and qualified others, to continue such monitoring function indefinitely.

R.4. ARRL should continue informal discussions with the FCC Technological Advisory Council with the aim of participating in an aggregate noise level study. Concurrently with those informal studies, Staff should prepare a contingency plan for performing such a study using ARRL and other strategic partners from the Amateur technical community.

R.5. ARRL should continue their productive efforts to identify and cooperate with strategic partners.

R.6. ARRL should initiate an education program to increase the awareness of Amateurs of our status and sharing obligations on our bands.

R.7. ARRL should continue with its existing program of compatibility testing in the ARRL Laboratory.

R.8. ARRL should immediately initiate a study of techniques with promise for mitigating interference from devices sharing our bands, especially Part 15 devices.

R.9 ARRL should work with selected Part 15 manufacturers to arrive at a mutually-agreeable set of operating parameters for devices in Amateur allocations.

And in Conclusion

The Committee believes that the emergence of Part 15 devices in large numbers in the consumer market poses a serious threat to our use of some Amateur bands above 30 MHz. In the past Amateur's have exhibited great ingenuity and resiliency when faced by technical challenges. We believe that the present challenges to our use of spectrum at VHF and above is surmountable. However, we believe that decisive leadership by ARRL is and important part of the process Amateur Radio should follow in order to meet those challenges.

Respectfully Submitted,

Jim Maxwell, W6CF, Chairman

Committee members: Dennis Bodson, W4PWF; Art Goddard, W6XD; Ed Hare, W1RFI; Chris Imlay, W3KD; J. P. Kleinhaus, W2XX; Paul Rinaldo, W4RI.

Appendices

Appendix A1 - Authorized Amateur Frequency Bands in the US above

30 MHz, and US Sharing Requirements

The following data are extracted from §97.301 Authorized frequency bands.

The following transmitting frequency bands are available to an amateur station located within 50 km of the Earth's surface, within the specified ITU Region, and outside any area where the amateur service is regulated by any authority other than the FCC.

(a) For a station having a control operator who has been granted a Technician, Technician Plus, General, Advanced, or Amateur Extra Class operator license or who holds a CEPT radio-amateur license or IARP of any class:

Wavelength

band

ITU

Region 1

ITU

Region 2

ITU

Region 3

Sharing requirements, see §97.303, paragraph:

VHF

MHz

6 m

--

50-54

50-54

(a)

2 m

144-146

144-148

144-148

(a)

1.25 m

--

219-220

--

(a), (e)

-do-

--

222-225

--

(a)

UHF

MHz

70 cm

430-440

420-450

420-450

(a), (b), (f)

33 cm

--

902-928

--

(a), (b), (g)

23 cm

1240-1300

1240-1300

1240-1300

(h), (i)

13cm

2300-2310

2300-2310

2300-2310

(a), (b), (j)

-do-

2390-2450

2390-2450

2390-2450

(a), (b), (j)

SHF

GHz

9 cm

--

3.3-3.5

3.3-3.5

(a), (b), (k), (l)

5 cm

5.650-5.850

5.650-5.925

5.650-5.850

(a), (b), (m)

3 cm

10.00-10.50

10.00-10.50

10.00-10.50

(b). (c). (i). (n)

1.2 cm

24.00-24.25

24.00-24.25

24.00-24.25

(a), (b), (h), (o)

EHF

GHz

6 mm

47.0-47.2

47.0-47.2

47.0-47.2

4 mm

75.5-81.0

75.5-81.0

75.5-81.0

(b), (c), (h)

2.5 mm

119.98-120-02

119.98-120.02

119.98-120.02

(k), (p)

2 mm

142-149

142-149

142-149

(b), (c), (h), (k)

1 mm

241-250

241-250

241-250

(b), (c), (h), (q)

--

above 300

above 300

above 300

(k)

§97.303 Frequency sharing requirements.

The following is a summary of the frequency sharing requirements that apply to amateur station transmissions on the frequency bands specified in §97.301 of this Part. (For each ITU Region, each frequency band allocated to the amateur service is designated as either a secondary service or a primary service. A station in a secondary service must not cause harmful interference to, and must accept interference from, stations in a primary service. See §§2.105 and 2.106 of the FCC Rules, United States Table of Frequency Allocations for complete requirements.)

(a) Where, in adjacent ITU Regions or Subregions, a band of frequencies is allocated to different services of the same category, the basic principle is the equality of right to operate. The stations of each service in one region must operate so as not to cause harmful interference to services in the other Regions or Subregions. (See ITU Radio Regulations, No. 346 (Geneva, 1979).)

(b) No amateur station transmitting in the 1900-2000 kHz segment, the 70 cm band, the 33 cm band, the 13 cm band, the 9 cm band, the 5 cm band, the 3 cm band, the 24.05-24.25 GHz segment, the 76-81 GHz segment, the 144-149 GHz segment and the 241-248 GHz segment shall cause harmful interference to, nor is protected from interference due to the operation of, the Government radiolocation service.

(c) No amateur station transmitting in the 1900-2000 kHz segment, the 3 cm band, the 76-81 GHz segment, the 144-149 GHz segment and the 241-248 GHz segment shall cause harmful interference to, nor is protected from interference due to the operation of, stations in the non-Government radiolocation service.

(d) No amateur station transmitting in the 30 meter band shall cause harmful interference to stations authorized by other nations in the fixed service. The licensee of the amateur station must make all necessary adjustments, including termination of transmissions, if harmful interference is caused.

(e) In the 1.25 m band:

(1) Use of the 219-220 MHz segment is limited to amateur stations participating, as forwarding stations, in point-to-point fixed digital message forwarding systems, including intercity packet backbone networks. It is not available for other purposes.

(2) No amateur station transmitting in the 219-220 MHz segment shall cause harmful interference to, nor is protected from interference due to operation of Automated Maritime Telecommunications Systems (AMTS), television broadcasting on channels 11 and 13, Interactive Video and Data Service systems, Land Mobile Services systems, or any other service having a primary allocation in or adjacent to the band.

(3) No amateur station may transmit in the 219-220 MHz segment unless the licensee has given written notification of the station's specific geographic location for such transmissions in order to be incorporated into a data base that has been made available to the public. The notification must be given at least 30 days prior to making such transmissions. The notification must be given to:

The American Radio Relay League
225 Main Street
Newington, CT 06111-1494

(4) No amateur station may transmit in the 219-220 MHz segment from a location that is within 640 km of an AMTS Coast Station that uses frequencies in the 217-218/219-220 MHz AMTS bands unless the amateur station licensee has given written notification of the station's specific geographic location for such transmissions to the AMTS licensee. The notification must be given at least 30 days prior to making such transmissions. The location of AMTS Coast Stations using the 217-218/219-220 MHz channels may be obtained from either:

The American Radio Relay League
225 Main Street
Newington, CT 06111-1494

or

Interactive Systems, Inc.
Suite 1103
1601 North Kent Street
Arlington, VA 22209
Fax: (703) 812-8275
Phone: (703) 812-8270

(5) No amateur station may transmit in the 219-220 MHz segment from a location that is within 80 km of an AMTS Coast Station that uses frequencies in the 217-218/219-220 MHz AMTS bands unless that amateur station licensee holds written approval from that AMTS licensee. The location of AMTS Coast Stations using the 217-218/219-220 MHz channels may be obtained as noted in paragraph (e)(4) of this section.

(f) In the 70 cm band:

(1) No amateur station shall transmit from north of Line A in the 420-430 MHz segment.

(2) The 420-430 MHz segment is allocated to the amateur service in the United States on a secondary basis, and is allocated in the fixed and mobile (except aeronautical mobile) services in the International Table of allocations on a primary basis. No amateur station transmitting in this band shall cause harmful interference to, nor is protected from interference due to the operation of, stations authorized by other nations in the fixed and mobile (except aeronautical mobile) services.

(3) The 430-440 MHz segment is allocated to the amateur service on a secondary basis in ITU Regions 2 and 3. No amateur station transmitting in this band in ITU Regions 2 and 3 shall cause harmful interference to, nor is protected from interference due to the operation of, stations authorized by other nations in the radiolocation service. In ITU Region 1, the 430-440 MHz segment is allocated to the amateur service on a co-primary basis with the radiolocation service. As between these two services in this band in ITU Region 1, the basic principle that applies is the equality of right to operate. Amateur stations authorized by the United States and radiolocation stations authorized by other nations in ITU Region 1 shall operate so as not to cause harmful interference to each other.

(4) No amateur station transmitting in the 449.75-450.25 MHz segment shall cause interference to, nor is protected from interference due to the operation of stations in, the space operation service and the space research service or Government or non-Government stations for space telecommand.

(g) In the 33 cm band:

1) No amateur station shall transmit from within the States of Colorado and Wyoming, bounded on the south by latitude 39° N, on the north by latitude 42° N, on the east by longitude 105° W, and on the west by longitude 108° W. This band is allocated on a secondary basis to the amateur service subject to not causing harmful interference to, and not receiving protection from any interference due to the operation of, industrial, scientific and medical devices, automatic vehicle monitoring systems or Government tautens authorized in this band.

2) No amateur station shall transmit from those portions of the States of Texas and New Mexico bounded on the south by latitude 31° 41' N, on the north by latitude 34° 30' N, on the east by longitude 104° 11' W, and on the west by longitude 107° 30' W.

(h) No amateur station transmitting in the 23 cm band, the 3 cm band, the 24.05-24.25 GHz segment, the 76-81 GHz segment, the 144-149 GHz segment and the 241-248 GHz segment shall cause harmful interference to, nor is protected from interference due to the operation of, stations authorized by other nations in the radiolocation service.

(i) In the 1240-1260 MHz segment, no amateur station shall cause harmful interference to, nor is protected from interference due to the operation of, stations in the radionavigation-satellite service, the aeronautical radio-navigation service, or the radiolocation service.

(j) In the 13 cm band:

(1) The amateur service is allocated on a secondary basis in all ITU Regions. In ITU Region 1, no amateur station shall cause harmful interference to, and is not protected from interference due to the operation of, stations authorized by other nations in the fixed service. In ITU Regions 2 and 3, no station shall cause harmful interference to, and is not protected from interference due to the operation of, stations authorized by other nations in the fixed, mobile and radiolocation services.

(2) In the United States:

(i) The 2300-2305 MHz segment is allocated to the amateur service on a secondary basis. (Currently the 2300-2305 MHz segment is not allocated to any service on a primary basis.);

(ii) The 2305-2310 MHz segment is allocated to the amateur service on a secondary basis to the fixed, mobile, and radiolocation services;

(iii) The 2390-2400 MHz segment is allocated to the amateur service on a primary basis; and

(iv) The 2400-2402 MHz segment is allocated to the amateur service on a secondary basis. (Currently the 2400-2402 MHz segment is not allocated to any service on a primary basis.) The 2402-2417 MHz segment is allocated to the amateur service on a primary basis. The 2417-2450 MHz segment is allocated to the amateur service on a co-secondary basis with the Government radiolocation service. Amateur stations operating within the 2400-2450 MHz segment must accept harmful interference that may be caused by the proper operation of industrial, scientific, and medical devices operating within the band.

(k) No amateur station transmitting in the 3.332-3.339 GHz and 3.3458-3525 GHz segments, the 2.5 mm band, the 144.68-144.98 GHz, 145.45-145.75 GHz and 146.82-147.12 GHz segments and the 343-348 GHz segment shall cause harmful interference to stations in the radio astronomy service. No amateur station transmitting in the 300-302 GHz, 324-326 GHz, 345-347 GHz, 363-365 GHz and 379-381 GHz segments shall cause harmful interference to stations in the space research service (passive) or Earth exploration-satellite service (passive).

(l) In the 9 cm band:

(1) In ITU Regions 2 and 3, the band is allocated to the amateur service on a secondary basis.

(2) In the United States, the band is allocated to the amateur service on a co-secondary basis with the non-Government radiolocation service.

(3) In the 3.3-3.4 GHz segment, no amateur station shall cause harmful interference to, nor is protected from interference due to the operation of, stations authorized by other nations in the fixed and fixed-satellite service.

(4) In the 3.4-3.5 GHz segment, no amateur station shall cause harmful interference to, nor is protected from interference due to the operation of, stations authorized by other nations in the fixed and fixed-satellite service.

(m) In the 5 cm band:

(1) In the 5.650-5.725 GHz segment, the amateur service is allocated in all ITU Regions on a co-secondary basis with the space research (deep space) service.

(2) In the 5.725-5.850 GHz segment, the amateur service is allocated in all ITU Regions on a secondary basis. No amateur station shall cause harmful interference to, nor is protected from interference due to the operation of, stations authorized by other nations in the fixed-satellite service in ITU Region 1.

(3) No amateur station transmitting in the 5.725-5.875 GHz segment is protected from interference due to the operation of industrial, scientific and medical devices operating on 5.8 GHz.

(4) In the 5.650-5.850 GHz segment, no amateur station shall cause harmful interference to, nor is protected from interference due to the operation of, stations authorized by other nations in the radiolocation service.

(5) In the 5.850-5.925 GHz segment, the amateur service is allocated in ITU Region 2 on a co-secondary basis with the radiolocation service. In the United States, the segment is allocated to the amateur service on a secondary basis to the non-Government fixed-satellite service. No amateur station shall cause harmful interference to, nor is protected from interference due to the operation of, stations authorized by other nations in the fixed, fixed-satellite and mobile services. No amateur station shall cause harmful interference to, nor is protected from interference due to the operation of, stations in the non-Government fixed-satellite service.

(n) In the 3 cm band:

(1) In the United States, the 3 cm band is allocated to the amateur service on a co-secondary basis with the non-government radiolocation service.

(2) In the 10.00-10.45 GHz segment in ITU Regions 1 and 3, no amateur station shall cause interference to, nor is protected from interference due to the operation of, stations authorized by other nations in the fixed and mobile services.

(o) No amateur station transmitting in the 1.2 cm band is protected from interference due to the operation of industrial, scientific and medical devices on 24.125 GHz. In the United States, the 24.05-24.25 GHz segment is allocated to the amateur service on a co-secondary basis with the non-government radiolocation and Government and non-government Earth exploration-satellite (active) services.

(p) The 2.5 mm band is allocated to the amateur service on a secondary basis. No amateur station transmitting in this band shall cause harmful interference to, nor is protected from interference due to the operation of, stations in the fixed, inter-satellite and mobile services.

(q) No amateur station transmitting in the 244-246 GHz segment of the 1 mm band is protected from interference due to the operation of industrial, scientific and medical devices on 245 GHz.

Appendix A.2 - Amateur Radio Usage of VHF and Higher Frequency Bands

Through its utilization of allocated frequency bands above 30 MHz, Amateur Radio continues to add to an outstanding record of public service, radio communications training and technical achievement. Beginning as early as 1924, with an equipment construction article in QST, Amateur Radio has led the way in extending our knowledge of the radio spectrum at VHF and above (ref 1). Amateur Radio is unsurpassed in its ability to extend the limits of low-cost, long-distance communications systems using frequency bands originally thought to be limited to local line-of-sight.

Between 1982 and 1988, the FCC reduced the VHF/UHF spectrum available to the Amateur Radio Service by 107 MHz. Amateur Radio user groups scrambled to revise band plans and re-coordinate users within the remaining allocations. This experience demonstrates that, at least in the major metropolitan areas, there is significant utilization of the VHF and lower UHF bands. In the Los Angeles basin, it took more than 5 years to coordinate the existing repeaters into the reduced 222-225 MHz band. Nevertheless, Radio Amateurs maintained a wide variety of uses in the spectrum above 30 MHz, as summarized in Table 3.1-1.

Table A.2-1 Amateur Radio Usage of Frequency Bands above 30 MHz

Usage

Mode

Path

Personal Communications

Public Service Nets

Search & Rescue

DX/Contests/Awards

Experiments

Education

Training

Remote Control

Telemetry

Information Bulletins

Propagation Beacons

Radio Direction Finding

Position Reporting

Internet Gateway

Morse Code

Voice

Data/Packet

Image

Unmodulated Carrier

Pulse

Spread Spectrum

Local Line-of-Sight

Terrestrial Repeater

Spacecraft Repeater

Reflectors/EME

Ionospheric Ref & Scatter

Tropospheric Ref & Scatter

Meteor Scatter

Hybrid (e.g. RF-Internet)

Fixed

Mobile

A more detailed breakout of Amateur utilization by frequency band is listed below. Note that many of the uses depend on relatively low noise levels at the receiving antenna. As noise levels rise, perhaps due to the proliferation of Part 15 devices in the vicinity of the receiving antenna, Amateur band utilization is made more difficult. At best, amateurs will have to use more power or higher-gain antennas to offset the noise levels. At worst, certain Amateur operation may be impossible in the presence of noise levels. A more complete description of each amateur band is found among the files that are at http://www.arrl.org/~ehare/refcir/refcir.zip.

Table A.2-2 Common Amateur Radio Usage of Frequency Bands above 30 MHz, by Band

(Note: Other usage exists, but this represents operation that has been extensively reported or documented.)

Band

SSB

CW

FM

Repeater

Digital

EME

Satellite

ATV

Beacon

Additional Comments

50-54 MHz:

X

X

X

X

X

X

X

Coverage is better in hilly terrain than 2 meters

Popular for radio controlled models--commercial equipment is available

Very popular for propagation beacons

Used lightly for digital operation, although it does have significant advantages for some applications, such as meteor scatter

144-146 MHz:

X

X

X

X

X

X

X

X

Used sporadically for hang-glider communication.

Popular for propagation beacons (30 USA beacons are listed on the list maintained by KB2VGH at http://www.qsl.net/kb2vgh/Beacons/144-beacons.txt).

Most-used band for foxhunting in the USA

219-220 MHz:

X

18 stations are registered to use this band for high-speed digital backbone connections.

222-225 MHz:

X

X

X

X

X

X

X

About a dozen beacons (10 on kb2vgh list)

420-450 MHz:

X

X

X

X

X

X

X

X

X

Significant SSB and FM activity

Some CW activity during band openings and contests

This is the most popular ATV band

902-928 MHz:

X

X

X

X

X

X

X

Significant SSB and FM activity

Some CW activity during contests

Some ATV activity

A few stations on EME

About a dozen beacons.

Usage of this band is hampered by the lack of commercial equipment.

Table A.2-2 (Continued) Common Amateur Radio Usage of Frequency Bands above 30 MHz, by Band

Band

SSB

CW

FM

Repeater

Digital

EME

Satellite

ATV

Beacon

Additional Comments

1240-1300 MHz

X

X

X

X

X

X

X

X

X

Significant SSB and FM activity.

CW activity during contests

Some ATV activity

2300-2310 MHz

2390-2450 MHz:

X

X

X

X

X

X

X

X

Growing popularity for ATV use, as 70 cm is too crowded in some areas.

3300-3500 MHz:

X

X

X

X

Some SSB and CW activity during contests

Occasionally used for EME

4 known beacons

5650-5925 MHz:

X

X

X

X

X

10-10.5 GHz:

X

X

X

X

X

X

X

X

Two affordable SSB/CW transverters in the past year should help even more.

24-24.25 GHz:

X

X

X

A lot of people are working to build SSB/CW equipment for this band using surplus transmit/receive converters that have recently become available. The Packrats have a project to build 30 1-watt amplifiers (they have takers for more, but would need to obtain more gratis parts). Some WBFM activity. Some people are busy attempting to build gear for EME.

47-47.2 GHz

X

X

X

Perhaps the highest band in which you can buy easily useable commercial gear. Mostly Some SSB/CW activity.

Some FM activity.

75.5-81 GHz:

[TBD]

119.98-120.02 GHz:

142-149 GHz:

241-250 GHz:

Light:

Somewhat popular, as lasers have gotten to be relatively inexpensive. Some experimentation with cloud scatter (over the horizon work) and non-coherent light sources.

Appendix A.3 - Standards Bodies and Industry Groups

The following represent various standards bodies and industry groups that ARRL should consider maintaining regular contact with. This may require a combination of additional volunteer resources and additional staff time for coordination and staff travel.

Table A3-1 Standards Bodies and Industry Groups

Organization

Description

Present contact

Notes

Alliance for Telecommunications Industry Solutions T1E1.4
http://www.atis.org/
http://www.atis.org/atis/committe.htm http://www.t1.org/html/org.htm

VDSL standards

RFI TG

ARRL has presented papers to this standards process - their present drafts include protection to the HF ham bands.

IEEE/ANSI C63, IEEE C63 - Accredited Standards Committee on Electromagnetic Compatibility
http://c63.ieee.org/

RFI standards for consumer equipment, medical equipment, Open-area test site (OATS) standards

RFI TG

ARRL should maintain an active presence on this committee

APCO Project 25
http://www.apcointl.org
http://www.apcointl.org/project25/p25.html

Public-service-agency communications

Technical standards for public-service communications specifications

Bluetooth
http://www.bluetooth.com

Home consumer equipment interconnectivity

RFI TG

Right now, primarily 2.4 GHz ISM

CISPR

International standards coordination

Technical Relations Office via IARU

Consumer Electronics Association
http://www.ce.org/index.asp

(former EIA)

ARRL Lab

This organization concerns themselves with a wide range of issues, but ARRL is primarily concerned with RFI matters

Consumers Union
http://www.consumersunion.org/

Consumer Reports

No useful contact established. ARRL has attempted such contact in the past.

FCC TAC

FCC

Dewayne Hendricks

Should ARRL seek formal membership? More reporting of Hendricks' activities recommended.

Table A3-1 (Continued) Standards Bodies and Industry Groups

Organization

Description

Present ARRL contact

Notes

FCC
http://www.fcc.gov

FCC

Various

There are many unexplored opportunities for better staff-to-staff contact with the FCC. Examples include more in-person meetings with OET staff and the Call Center in Gettysburg, PA.

Home Phone Networking Alliance
http://www.homepna.org/

Home networking using residential telephone wiring.

RFI TG

ARRL very instrumental in persuading them to include protection for 40 M ham band

HomePlug
http://www.homeplug.org/

Home networking over power lines

ARRL Lab

They are working with ARRL on the best ways to implement protection for amateur radio into their industry specification.

HomeRF
http://www.homerf.org/

RF networking standards

RFI TG

International Telecommunication Union
http://www.itu.int/

Numerous international standards and regulations

Technical Relations Office

National Cable Television Association
http://www.ncta.com/

Cable TV

ARRL Technial Advisor

Communication with the NCTA needs to be improved

Society of Automotive Engineers EMI Standards Committee and the EMR Standards Committee

http://www.sae.org

Automotive RFI

RFI TG

ARRL staff have been "corresponding" members only, in-person attendance of some meetings is recommended. Steffka attends regularly.

Society of Telecommunications Engineers
http://www.scte.org/

Cable TV

RFI TG

Cable TV RFI

Wireless Communications Association International
http://www.wcai.com/

Wireless Broadband

.

WCAI publishes a number of trade journals. These should be monitored by ARRL HQ staff.

Appendix A.4 - Amateur Radio Organizations

Technical Societies

URL

AMRAD

http://www.amrad.org

TAPR

http://www.tapr.org

Satellite Societies

AMSAT

http://www.amsat.org

VHF, UHF and Microwave Societies

50 MHz and Above Group of Northern California

http://www.nitehawk.com/rasmit/50UP.html

Cedar Rapids Microwave Society

http://www.rf.org/crms/

Central States VHF Society

http://www.csvhfs.org/

Colorado Front Range Microwave Group

(loose knit group)

http://www.qsl.net/cfrmg/

Microwave Group of San Diego

http://ourworld.compuserve.com/homepages/edmunn/mgsd.htm

Mt Airy VHF Radio Club

http://www.ij.net/packrats/

North East Weak Signal Society

http://uhavax.hartford.edu/newsvhf

North Texas Microwave Society

http://www.ntms.org/

Northern Lights Radio Society

http://www.tc.umn.edu/~husby002/nlrs.htm

Roadrunners Microwave Group

http://www.k5rmg.org/

Rochester VHF Group

http://vhfgroup.rochesterny.org/

San Bernardino Microwave Society

http://www.ham-radio.com/sbms/

Southeastern VHF Society

http://www.svhfs.org/svhfs/

Ten X microwave Group

http://www.hoflink.com/~ny2us/ny2us.html

Western States Weak Signal Society

http://www.wswss.org/

Appendix A.4

Amateur Radio Organizations (Continued)

VHF and up Contest Societies

Delmarva VHF and Microwave Society

and the Grid Pirates Contest Group

http://www.k8gp.net/index-gp.html

Mount Greylock Expeditionary Force

http://www.mgef.org/

ATV Societies

Arizona Amateurs on Television

http://www.qsl.net/aatv/

Amateur Television in Southern Ohio

http://www.radio-amateurs.com/

Atlanta Amateur Television Society

http://www.bsrg.org/aatn/aatn1.html

Badgerland Amateur Television Society

http://www.shopstop.net/bats/

Baltimore Radio Amateur Television Society

http://www.bratsatv.org/

Blue Ridge Video and Digital Society

http://www.roava.net/~bvds.org/

Clear Lake Amateur Radio Club

http://www.clarc.org/atv.htm

Coastal Amateur Television Society

http://home.att.net/~g.grady/cats.htm

Detroit Amateur Television Society

http://www.icircuits.com/dats/dats.htm

Houston Amateur Television Society

http://www.hats.stevens.com/

Klamath Amateur Television

http://www.jones-clan.com/amateur_radio/Klamath_Amateur_Televis